| Number | Title |
Document Type |
Date Published | Link |
|---|
|
11-102
|
Passport System
|
Amendment to MI 11-102
|
2015-12-08
|
11-102-MI-Amendment-2015.12.08
|
| |
|
11-102
|
Passport System
|
Amendment to MI 11-102
|
2015-05-05
|
11-102-MI-Amendment-2015.05.05
|
| |
|
11-102
|
Passport System
|
Multilateral Instrument
|
2015-01-11
|
11-102-MI-2015.01.11
|
| |
|
11-102
|
Passport System
|
Companion Policy
|
2015-05-05
|
11-102-CP-2015.05.05
|
| |
|
11-102
|
Passport System
|
Changes to 11-102CP
|
2015-05-05
|
11-102-CP-Changes-2015.05.05
|
| |
|
11-103
|
Failure to File Cease Trade Orders
|
Multilateral Instrument
|
2016.07.07
|
11-103-MI-2016.07.07
|
| |
|
11-201
|
Electronic Delivery of Documents
|
National Policy
|
2011-11-18
|
11-201-NP-2011.11.18
|
| |
|
11-202
|
Process for Prospectus Reviews in Multiple Jurisdictions
|
National Policy
|
2009-09-28
|
11-202-NP-2009.09.28
|
| |
|
11-203
|
Process for Exemptive Relief Applications in Multiple Jurisidictions
|
National Policy
|
2015-05-05
|
11-203-NP-2015.05.05
|
| |
|
11-204
|
Process for Registration in Multiple Jurisdictions
|
National Policy
|
2009-09-28
|
11-204-NP-2009.09.28
|
| |
|
11-205
|
Process for Designation of Credit Rating Organizations in Multiple Jurisdictions
|
National Policy
|
2012-04-20
|
11-205-NP-2012.04.20
|
| |
|
11-206
|
Process for Cease to be a Reporting Issuer Applications
|
National Policy
|
2016-06-23
|
11-206-NP-2016.06.23
|
| |
|
11-207
|
Failure-to-File Cease Trade Orders and Revocations under Passport
|
National Policy
|
2016-06-23
|
11-207-NP-2016.06.23
|
| |
|
11-309
|
Withdrawal Notice
|
CSA Notice
|
2006-03-03
|
11-309-CSA-N-2006.03.03
|
| |
|
11-310
|
Withdrawal Notice
|
CSA Notice
|
2008.12.05
|
11-310-CSA-N-2008.12.05
|
| |
|
11-312
|
National Numbering System
|
CSA Staff Notice
|
2015-01-29
|
11-312-CSA-N-2015.01.29
|
| |
|
11-313
|
Withdrawal Notice
|
CSA Notice
|
2010.02.19
|
11-313-CSA-N-2010.02.19
|
| |
|
11-314
|
Update of CSA Instruments
|
CSA Staff Notice
|
2011-05-06
|
11-314-CSA-N-2011.05.06
|
| |
|
11-317
|
Withdrawal Notice
|
CSA Notice
|
2012.06.21
|
11-317-CSA-N-2012.06.21
|
| |
|
11-318
|
Guidance for Cease Trade Order Database Users
|
CSA Staff Notice
|
2012-08-23
|
11-318-CSA-N-2012.08.23
|
| |
|
11-323
|
Withdrawal Notice
|
CSA Notice
|
2013.09.12
|
11-323-CSA-N-2013.09.12
|
| |
|
11-326
|
Cyber Security
|
CSA Staff Notice
|
2013-09-26
|
11-326-CSA-N-2013.09.26
|
| |
|
11-329
|
Withdrawal of Notices and Revocation of Omnibus/Blanket Orders
|
CSA Staff Notice
|
2015-07-16
|
11-329-CSA-N-2015.07.16
|
| |
|
12-202
|
Revocation of Certain Cease Trade Orders
|
National Policy
|
2011-01-01
|
12-202-NP-2011.01.01
|
| |
|
12-203
|
Management Cease Trade Orders
|
National Policy
|
2016.06.23
|
12-203-NP-2016.06.23
|
| |
|
12-307
|
Applications for a Decision that an Issuer is not a Reporting Issuer
|
CSA Staff Notice
|
2012-07-26
|
12-307-CSA-N-2012.07.26
|
| |
|
13-101
|
System for Electronic Document Analysis and Retrieval (SEDAR)
|
Amendment to NI 13-101
|
2015-12-08
|
13-101-NI-Amendment-2015.12.08
|
| |
|
13-101
|
System for Electronic Document Analysis and Retrieval (SEDAR)
|
National Instrument
|
2014-01-13
|
13-101-NI-2014.01.13
|
| |
|
13-101
|
System for Electronic Document Analysis and Retrieval (SEDAR)
|
CSA Multilateral Notice
|
2015-12-03
|
13-101-CSA-N-2015.12.03
|
| |
|
13-102
|
System Fees for SEDAR and NRD
|
Amendment to MI 13-102
|
2015-12-08
|
13-102-MI-Amendment-2015.12.08
|
| |
|
13-102
|
System Fees for SEDAR and NRD
|
Multilateral Instrument
|
2015-05-05
|
13-102-MI-2015.05.05
|
| |
|
13-317
|
Amendments to the SEDAR Filer Manual
|
CSA Staff Notice
|
2010-12-13
|
13-317-CSA-N-2010.12.13
|
| |
|
13-318
|
Changes to www.SEDAR.com
|
CSA Staff Notice
|
2013-03-28
|
13-318-CSA-N-2013.03.28
|
| |
|
13-319
|
SEDAR Filer Manual Update
|
CSA Staff Notice
|
2014-01-09
|
13-319-CSA-N-2014.01.09
|
| |
|
13-321
|
Update on new service provider for the operation of the CSA National Systems and implementation of Related Consequential Amendments to CSA National Systems Rules
|
CSA Staff Notice
|
2013-11-21
|
13-321-CSA-N-2013.11.21
|
| |
|
13-322
|
Service Transition Cutover Date for Information Management Services and implementation of Related Consequential Amendments to CSA National Systems Rules
|
CSA Staff Notice
|
2014-01-09
|
13-322-CSA-N-2014.01.09
|
| |
|
13-323
|
Frequently Asked Questions About Making Exempt Market Offering and Disclosure Filings on SEDAR
|
CSA Staff Notice
|
2016-04-21
|
13-323-CSA-N-2016.04.21
|
| |
|
14-101
|
Definitions
|
National Instrument
|
2011-05-06
|
14-101-NI-2011.05.06
|
| |
|
21-101
|
Marketplace Operation
|
Amendments to NI 21-101
|
2015-10-01
|
21-101-NI-Amendment-2015.10.01
|
| |
|
21-101
|
Marketplace Operation
|
National Instrument
|
2014-12-31
|
21-101-NI-2014.12.31
|
| |
|
21-101
|
Marketplace Operation
|
Changes to 21-101CP
|
2015-10-01
|
21-101-CP-Changes-2015.10.01
|
| |
|
21-101
|
Marketplace Operation
|
Companion Policy
|
2014-12-31
|
21-101-CP-2014.12.31
|
| |
|
21-101
|
Marketplace Operation
|
CSA Notice of Approval Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
|
2015-06-25
|
21-101-CSA-N-2015.06.25
|
| |
|
21-304
|
Notice of Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors
|
CSA Notice
|
2006.07.14
|
21-304-CSA-N-2006.07.14
|
| |
|
21-312
|
Update on Consultation Paper 21-401 Real Time Market Data Fees
|
CSA Notice
|
2013.11.07
|
21-312-CSA-N-2013.11.07
|
| |
|
21-313
|
Information Processor for Exchange-Traded Securities other than Options
|
CSA Staff Notice
|
2014-06-27
|
21-313-CSA-2014.06.27
|
| |
|
21-317
|
Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market
|
CSA Staff Notice
|
2016-04-21
|
21-317-CSA-N-2016.04.21
|
| |
|
21-318
|
Information Processor for Corporate Debt Securities
|
CSA Notice
|
2016.06.23
|
21-318-CSA-N-2016.06.23
|
| |
|
21-401
|
CSA Staff Consultation Paper - Real Time Market Data Fees
|
CSA Notice
|
2012.11.08
|
21-401-CSA-N-2012.11.08
|
| |
|
23-101
|
Trading Rules
|
Amendment Instrument to NI 23-101
|
2015-10-01
|
23-101-NI-2015.10.01
|
| |
|
23-101
|
Trading Rules
|
National Instrument
|
2012-07-01
|
23-101-NI-2012.07.01
|
| |
|
23-101
|
Trading Rules
|
Changes to 23-101CP
|
2015-10-01
|
23-101-CP-Changes-2015.10.01
|
| |
|
23-101
|
Trading Rules
|
Companion Policy
|
2012-07-01
|
23-101-CP-2012.07.01
|
| |
|
23-101
|
Trading Rules
|
CSA Notice of Approval Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
|
2015-06-25
|
23-101-CSA-N-2015.06.25
|
| |
|
23-102
|
Use of Client Brokerage Commissions
|
National Instrument
|
2015-01-11
|
23-102-NI-2015.01.11
|
| |
|
23-102
|
Use of Client Brokerage Commissions
|
Companion Policy
|
2010-06-30
|
23-102-CP-2010.06.30
|
| |
|
23-103
|
Electronic Trading
|
National Instrument
|
2014-03-01
|
23-103-NI-2014.03.01
|
| |
|
23-103
|
Electronic Trading
|
Companion Policy
|
2015-05-05
|
23-103-CP-2015.05.05
|
| |
|
23-303
|
Update on Concept Paper 23-402 Best execution and soft dollar arrangements
|
CSA Notice
|
2006.01.11
|
23-303-CSA-N-2006.01.11
|
| |
|
23-308
|
CSA/IIROC Joint Staff Notice - Update on Forum to Discuss CSA/IIROC Joint Consultation Paper 23-404
|
Joint CSA / IIROC Staff Notice
|
2010.05.28
|
23-308-CSA-N-2010.05.28
|
| |
|
23-309
|
Frequently Asked Questions About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of NI 23-101 & 23-101CP
|
CSA Staff Notice
|
2010-06-25
|
23-309-CSA-N-2010.06.25
|
| |
|
23-311
|
Joint CSA/IIROC Staff Notice - Regulatory Approach to Dark Liquidity in the Canadian Market
|
Joint CSA / IIROC Staff Notice
|
2011.07.29
|
23-311-CSA-N-2011.07.29
|
| |
|
23-314
|
Frequently Asked Questions About National Instrument 23-103 Electronic Trading
|
CSA Notice
|
2012.12.20
|
23-314-CSA-N-2012.12.20
|
| |
|
23-316
|
Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 - Trading Rules
|
CSA Notice
|
2016.06.20
|
23-316-CSA-N-2016.06.20
|
| |
|
23-402
|
CSA Concept Paper: Best Execution and Soft Dollar Arrangements
|
CSA Notice
|
2005.02.04
|
23-402-CSA-N-2005.02.04
|
| |
|
23-404
|
Joint CSA/IIROC Consultation Paper: Dark Pools, Dark Orders, and Other Developments in Market Structure in Canada
|
Joint CSA / IIROC Staff Notice
|
2009.09.30
|
23-404-CSA-N-2009.09.30
|
| |
|
24-101
|
Institutional Trade Matching and Settlement
|
National Instrument
|
2015-01-11
|
24-101-NI-2015.01.11
|
| |
|
24-101
|
Institutional Trade Matching and Settlement
|
Companion Policy
|
2010-07-01
|
24-101-CP-2010.07.01
|
| |
|
24-102
|
Clearing Agency Requirements
|
National Instrument
|
2016.07.07
|
24-102-NI-2016.07.07
|
| |
|
24-102
|
Clearing Agency Requirements
|
Companion Policy
|
2016.07.07
|
24-102-CP-2016.07.07
|
| |
|
24-102
|
Notice of Approval - NI24-102, 24-102CP and Notice, Request for Comments for Proposed Amendments to 24-102CP
|
CSA Notice of Approval Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
|
2015.12.03
|
24-102-CSA-N-2015.12.03
|
| |
|
24-302
|
Entitlement Payments to The Canadian Depository for Securities Limited (CDS)
|
CSA Staff Notice
|
2006-03-03
|
24-302-CSA-N-2006.03.03
|
| |
|
24-305
|
Frequently Asked Questions About National Instrument 24-101 Institutional Trade Matching and Settlement
|
CSA Staff Notice
|
2011.05.06
|
24-305-CSA-N-2011.05.06
|
| |
|
24-306
|
National Instrument 24-101 Institutional Trade Matching and Settlement - Exception Reporting
|
CSA Staff Notice
|
2008-02-01
|
24-306-CSA-N-2008.02.01
|
| |
|
24-312
|
Preparing for the Implementation of T+2 Settlement
|
CSA Staff Notice
|
2015-04-02
|
24-312-CSA-N-2015.04.02
|
| |
|
24-314
|
Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms
|
CSA Staff Notice
|
2016.05.06
|
24-314-CSA-N-2016.05.26
|
| |
|
25-101
|
Designated Rating Organizations
|
National Instrument
|
2015-05-05
|
25-101-NI-2015.05.05
|
| |
|
25-201
|
Guidance for Proxy Advisory Firms
|
National Policy
|
2015-04-30
|
25-201-NP-2015.04.30
|
| |
|
31-102
|
National Registration Database
|
National Instrument
|
2014-01-13
|
31-102-NI-2014.01.13
|
| |
|
31-102
|
National Registration Database
|
Companion Policy
|
2009-09-28
|
31-102-CP-2009.09.28
|
| |
|
31-103
|
Registration Requirements, Exemptions and Ongoing Registrant Obligations
|
National Instrument
|
2015-05-05
|
31-103-NI-2015.05.05
|
| |
|
31-103
|
Registration Requirements, Exemptions and Ongoing Registrant Obligations
|
Companion Policy
|
2015-05-05
|
31-103-CP-2015.05.05
|
| |
|
31-103
|
Registration Requirements, Exemptions and Ongoing Registrant Obligations
|
CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies
|
2014-10-16
|
31-103-CSA-N-2014.10.16
|
| |
|
31-202
|
Registration Requirement for Investment Fund Managers
|
Multilateral Policy
|
2012-09-28
|
31-202-MP-2012.09.28
|
| |
|
31-317
|
Reporting Obligations Related to Terrorist Financing for Registrants, Exempt International Dealers, and Exempt International Advisers
|
CSA Staff Notice
|
2010-07-30
|
31-317-CSA-N-2010.07.30
|
| |
|
31-323
|
Guidance Relating to the Registration Obligations of Mortgage Investment Entities
|
CSA Staff Notice
|
2011-02-25
|
31-323-CSA-N-2011.02.25
|
| |
|
31-324
|
Exempt market dealers and account statement requirements in National Instrument 31-103 Registration Requirements and Exemptions
|
CSA Staff Notice
|
2011-06-22
|
31-324-CSA-N-2011.06.22
|
| |
|
31-325
|
Marketing Practices of Portfolio Managers
|
CSA Staff Notice
|
2011-07-05
|
31-325-CSA-N-2011.07.05
|
| |
|
31-332
|
Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers
|
CSA Staff Notice
|
2013-01-17
|
31-332-CSA-N-2013.01.17
|
| |
|
31-334
|
CSA Review of Relationship Disclosure Practices
|
CSA Staff Notice
|
2013-07-18
|
31-334-CSA-N-2013.07.18
|
| |
|
31-336
|
Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
|
CSA Staff Notice
|
2014-01-09
|
31-336-CSA-N-2014.01.09
|
| |
|
31-338
|
Guidance on Dispute Resolution Services Client Disclosure for Registered Dealers and Advisers that are not members of a Self-Regulatory Organization
|
CSA Staff Notice
|
2014-05-01
|
31-338-CSA-N-2014.05.01
|
| |
|
31-339
|
Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of NI 31-103
|
CSA Staff Notice
|
2014-05-29
|
31-339-CSA-N-2014.05.29
|
| |
|
31-340
|
OBSI Joint Regulators Committee Annual Report for 2014
|
CSA Staff Notice
|
2015-03-19
|
31-340-CSA-N-2015.03.19
|
| |
|
31-341
|
Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
|
CSA Staff Notice
|
2015-05-21
|
31-341-CSA-N-2015.05.21
|
| |
|
31-342
|
Guidance for Portfolio Managers Regarding Online Advice
|
CSA Staff Notice
|
2015-09-24
|
31-342-CSA-N-2015.09.24
|
| |
|
31-343
|
Conflicts of interest in distributing securities of related or connected issuers
|
CSA Staff Notice
|
2015-11-19
|
31-343-CSA-N-2015.11.19
|
| |
|
31-344
|
OBSI Joint Regulators Committee Annual Report for 2015
|
CSA Staff Notice
|
2016.04.07
|
31-344-CSA-N-2016.04.07
|
| |
|
31-345
|
Cost Disclosure, Performance Reporting and Client Statements - Frequently Asked Questions and Additional Guidance
|
CSA Staff Notice
|
2016-04-14
|
31-345-CSA-N-2016.04.14
|
| |
|
32-301
|
Omnibus/Blanket Orders Exempting Certain U.S. Broker-Dealers and U.S. Advisers from the Requirement to Register in Respect of Trades and Advice for U.S. Resident Clients
|
CSA Staff Notice
|
2015-03-26
|
32-301-CSA-N-2015.03.26
|
| |
|
33-105
|
Underwriting Conflicts
|
National Instrument
|
2015-09-08
|
33-105-NI-2015.09.08
|
| |
|
33-105
|
Underwriting Conflicts
|
Amendments to NI 33-105
|
2015-09-08
|
33-105-NI-Amendment-2015.09.08
|
| |
|
33-105
|
Underwriting Conflicts
|
Companion Policy
|
2009-09-28
|
33-105-CP-2009.09.28
|
| |
|
33-105
|
Underwriting Conflicts
|
CSA Notice of Amendments to National Instrument 33-105 Underwriting Conflicts
|
2015-06-25
|
33-105-CSA-N-2015.06.25
|
| |
|
33-109
|
Registration Information
|
National Instrument
|
2015-01-11
|
33-109-NI-2015.01.11
|
| |
|
33-109
|
Registration Information
|
Companion Policy
|
2015-01-11
|
33-109-CP-2015.01.11
|
| |
|
33-315
|
Suitability Obligation and Know Your Product
|
CSA Staff Notice
|
2009-09-02
|
33-315-CSA-N-2009.09.02
|
| |
|
33-316
|
Status Report on Consultation under CSA Consultation Paper 33-403: The Standard of Conduct for Advisors and Dealers
|
CSA Staff Notice
|
2013.12.17
|
33-316-CSA-N-2013.12.17
|
| |
|
33-317
|
Next Steps in the CSA's work to Enhance the obligations of Advisors, Dealers and Respresentatives Toward Their Clients
|
CSA Staff Notice
|
2016-03-31
|
33-317-CSA-N-2016.03.31
|
| |
|
33-403
|
The Standard of Conduct for Advisors and Dealers
|
CSA Consultation Paper
|
2012.10.25
|
33-403-CSA-N-2012.10.25
|
| |
|
33-404
|
Proposals to Enhance the Obligations of Advisors, Dealers, and Representatives Toward Their Clients
|
CSA Consultation Paper
|
2016.04.28
|
33-404-CSA-N-2016.04.28
|
| |
|
34-202
|
Registrants Acting as Corporate Directors
|
Amendment
|
2009.09.28
|
34-202-MP-Amendment-2009.09.28
|
| |
|
34-202
|
Registrants Acting as Corporate Directors
|
Consolidation
|
2009.09.28
|
34-202-MP-Consolidation-2009.09.28
|
| |
|
34-202
|
Registrants Acting as Corporate Directors
|
Multilateral Policy
|
2004.12.13
|
34-202-MP-2004.12.13
|
| |
|
35-101
|
Conditional Exemption From Registration for United States Broker-Dealers and Agents
|
National Instrument
|
2005-05-16
|
35-101-NI-2005.05.16
|
| |
|
35-101
|
Conditional Exemption From Registration for United States Broker-Dealers and Agents
|
Companion Policy
|
2005-05-16
|
35-101-CP-2005.05.16
|
| |
|
41-101
|
General Prospectus Requirements
|
Amendments to NI 41-101
|
2015-12-08
|
41-101-NI-Amendment-2015.12.08
|
| |
|
41-101
|
General Prospectus Requirements
|
Amendments to NI 41-101
|
2015-11-17
|
41-101-NI-Amendment-2015.11.17
|
| |
|
41-101
|
General Prospectus Requirements
|
Amendments to NI 41-101
|
2015-06-30
|
41-101-NI-Amendment-2015.06.30
|
| |
|
41-101
|
General Prospectus Requirements
|
National Instrument
|
2015-05-05
|
41-101-NI-2015.05.05
|
| |
|
41-101
|
General Prospectus Requirements
|
Changes to 41-101CP
|
2015-12-08
|
41-101-CP-Changes-2015.12.08
|
| |
|
41-101
|
General Prospectus Requirements
|
Changes to 41-101CP
|
2015-06-30
|
41-101-CP-Changes-2015.06.30
|
| |
|
41-101
|
General Prospectus Requirements
|
Companion Policy
|
2013-08-13
|
41-101-CP-2013.08.13
|
| |
|
41-101
|
General Prospectus Requirements
|
CSA Notice and Request for Comment CSA Mutual Fund Risk Classification Methodology For Use in Fund Facts and ETF Facts Proposed Amendments to National Instrument 81-102 Investment Funds and Related Consequential Amendments
|
2015-12-10
|
41-101-CSA-N-2015.12.10
|
| |
|
41-101
|
General Prospectus Requirements
|
CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
|
2015-09-24
|
41-101-CSA-N-2015.09.24
|
| |
|
41-101
|
General Prospectus Requirements
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
41-101-CSA-N-2015.09.03
|
| |
|
41-101
|
General Prospectus Requirements
|
CSA Notice and Request For Comment - Amendments to National Instrument 41-101 General Prospectus Requirements and Related Consequential Amendments
|
2015-06-18
|
41-101-CSA-N-2015.06.18
|
| |
|
41-201
|
Income Trusts and Other Indirect Offerings
|
National Policy
|
2013-08-13
|
41-201-NP-2013.08.13
|
| |
|
41-305
|
Share Structure Issues Ð Initial Public Offerings
|
CSA Staff Notice
|
2010-09-24
|
41-305-CSA-N-2010.09.24
|
| |
|
41-306
|
IFRS Transition - Prospectus Issues
|
CSA Staff Notice
|
2011.09.29
|
41-306-CSA-N-2011.09.29
|
| |
|
41-307
|
Corporate Finance Prospectus Guidance
|
CSA Staff Notice
|
2012-03-02
|
41-307-CSA-N-2012.03.02
|
| |
|
43-101
|
Standards of Disclosure for Mineral Projects
|
National Instrument
|
2011-06-30
|
43-101-NI-2011.06.30
|
| |
|
43-101
|
Standards of Disclosure for Mineral Projects
|
Companion Policy
|
2011-06-30
|
43-101-CP-2011.06.30
|
| |
|
43-306
|
Technical reports filed for prospectus offerings
|
CSA Staff Notice
|
2006-06-02
|
43-306-CSA-N-2006.06.02
|
| |
|
43-307
|
Mining Technical Reports - Preliminary Economic Assessments
|
CSA Staff Notice
|
2012-08-16
|
43-307-CSA-N-2012.08.16
|
| |
|
43-308
|
Professional Associations under NI 43-101 Standards of Disclosure for Mineral Projects
|
CSA Staff Notice
|
2013-02-21
|
43-308-CSA-N-2013.02.21
|
| |
|
43-309
|
Review of Website Investor Presentations by Mining Issuers
|
CSA Staff Notice
|
2015-04-09
|
43-309-CSA-N-2015.04.11
|
| |
|
44-101
|
Short Form Prospectus Distributions
|
Amendments to NI 44-101
|
2015-12-08
|
44-101-NI-Amendment-2015.12.08
|
| |
|
44-101
|
Short Form Prospectus Distributions
|
Amendments to NI 44-101
|
2015-11-17
|
44-101-NI-Amendment-2015.11.17
|
| |
|
44-101
|
Short Form Prospectus Distributions
|
National Instrument
|
2014-04-11
|
44-101-NI-2014.04.11
|
| |
|
44-101
|
Short Form Prospectus Distributions
|
Companion Policy
|
2013-08-13
|
44-101-CP-2013.08.13
|
| |
|
44-101
|
Short Form Prospectus Distributions
|
CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
|
2015-09-24
|
44-101-CSA-N-2015.09.24
|
| |
|
44-101
|
Short Form Prospectus Distributions
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
44-101-CSA-N-2015.09.03
|
| |
|
44-102
|
Shelf Distributions
|
National Instrument
|
2014-01-14
|
44-102-NI-2014.01.14
|
| |
|
44-102
|
Shelf Distributions
|
Companion Policy
|
2013-08-13
|
44-102-CP-2013.08.13
|
| |
|
44-103
|
Post-receipt Pricing
|
National Instrument
|
2013-08-13
|
44-103-NI-2013.08.13
|
| |
|
44-103
|
Post-receipt Pricing
|
Companion Policy
|
2013-08-13
|
44-103-CP-2013.08.08
|
| |
|
44-304
|
Linked notes distributed under shelf prospectus system
|
CSA Staff Notice
|
2007-07-20
|
44-304-CSA-N-2007.07.20
|
| |
|
44-305
|
2015 Update - Structured Notes Distributed Under the Shelf Prospectus System
|
CSA Staff Notice
|
2015-01-22
|
44-305-CSA-N-2015.01.22
|
| |
|
45-102
|
Resale of Securities
|
Amendment to NI 45-102
|
2015-12-08
|
45-102-NI-Amendment-2015.12.08
|
| |
|
45-102
|
Resale of Securities
|
National Instrument
|
2015-05-05
|
45-102-NI-2015.05.05
|
| |
|
45-102
|
Resale of Securities
|
Companion Policy
|
2015-05-05
|
45-102-CP-2015.05.05
|
| |
|
45-102
|
Resale of Securities
|
CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
|
2015-09-24
|
45-102-CSA-N-2015.09.24
|
| |
|
45-106
|
Prospectus Exemptions
|
Amendment Instrument to NI 45-106
|
2015-12-08
|
45-106-NI-Amendment-2015.12.08
|
| |
|
45-106
|
Prospectus Exemptions
|
Amendments to NI 45-106
|
2015-11-17
|
45-106-NI-Amendment-2015.11.17
|
| |
|
45-106
|
Prospectus Exemptions
|
National Instrument
|
2015-05-05
|
45-106-NI-2015.05.05
|
| |
|
45-106
|
Prospectus Exemptions
|
Changes to CP 45-106
|
2015-12-08
|
45-106-CP-Changes-2015.12.08
|
| |
|
45-106
|
Prospectus Exemptions
|
Companion Policy
|
2015-05-05
|
45-106-CP-2015.05.05
|
| |
|
45-106
|
Prospectus Exemptions
|
CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101
|
2015-09-24
|
45-106-CSA-N-2015.09.24
|
| |
|
45-106
|
Prospectus Exemptions
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
45-106-CSA-N-2015.09.03
|
| |
|
45-106
|
Prospectus Exemptions
|
CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
|
2015-08-13
|
45-106-CSA-N-2015.08.13
|
| |
|
45-107
|
Listing Representation and Statutory Rights of Action Disclosure Exemptions
|
Multilateral Instrument
|
2015-09-08
|
45-107-MI-2015.09.08
|
| |
|
45-107
|
Listing Representation and Statutory Rights of Action Disclosure Exemptions
|
Multilateral CSA Notice Multilateral Instrument 45-107 Listing Representation and Statutory Rights of Action Disclosure Exemptions
|
2015-06-25
|
45-107-CSA-N-2015.06.25
|
| |
|
45-304
|
Notice of Local Exemptions Related to National Instrument 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions
|
CSA Staff Notice
|
2015-05-21
|
45-304-CSA-N-2015.05.21
|
| |
|
45-307
|
Regulatory Developments Regarding Securitization
|
CSA Staff Notice
|
2010.06.18
|
45-307-CSA-N-2010.06.18
|
| |
|
45-308
|
Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus and Registration Exemptions - Revised
|
CSA Staff Notice
|
2015-06-25
|
45-308-CSA-N-2015.06.25
|
| |
|
45-309
|
Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus and Registration Exemptions
|
Multilateral CSA Staff Notice
|
2012-04-26
|
45-309-CSA-N-MI-2012.04.26
|
| |
|
45-311
|
Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Businesses
|
Multilateral CSA Staff Notice
|
2012-12-20
|
45-311-CSA-N-MI-2012.12.20
|
| |
|
45-313
|
Prospectus Exemption for Distributions to Existing Security Holders
|
Multilateral CSA Staff Notice
|
2014-03-13
|
45-313-CSA-N-MI-2014.03.13
|
| |
|
45-314
|
Updated List of Current CSA Exempt Market Initiatives
|
CSA Staff Notice
|
2016.01.28
|
45-314-CSA-N-2016.01.28
|
| |
|
46-201
|
Escrow for Initial Public Offerings
|
Amendment to NP 46-201
|
2015-11-17
|
46-201-NP-Amendment-2015.11.17
|
| |
|
46-201
|
Escrow for Initial Public Offerings
|
National Policy
|
2010-01-25
|
46-201-NP-2010.01.25
|
| |
|
46-201
|
Escrow for Initial Public Offerings
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
46-201-CSA-N-2015.09.03
|
| |
|
46-303
|
Principal Protected Notes
|
CSA Staff Notice
|
2006-07-07
|
46-303-CSA-N-2006.07.07
|
| |
|
46-304
|
Update on Principal Protected Notes
|
CSA Staff Notice
|
2007-07-27
|
46-304-CSA-N-2007.07.27
|
| |
|
46-305
|
Second Update on Principal Protected Notes
|
CSA Staff Notice
|
2008-08-29
|
46-305-CSA-N-2008.08.29
|
| |
|
46-306
|
Third Update on Principal Protected Notes
|
CSA Staff Notice
|
2012-08-30
|
46-306-CSA-N-2012.08.30
|
| |
|
47-201
|
Trading Securities Using the Internet and Other Electronic Means
|
Changes to NP 47-201
|
2013-08-13
|
47-201-NP-Changes-2013.08.13
|
| |
|
47-201
|
Trading Securities Using the Internet and Other Electronic Means
|
National Policy
|
2010-01-25
|
47-201-NP-2010.01.25
|
| |
|
51-101
|
Standards of Disclosure for Oil and Gas Activities
|
National Instrument
|
2015-07-02
|
51-101-NI-2015.07.02
|
| |
|
51-101
|
Standards of Disclosure for Oil and Gas Activities
|
Amendments to NI 51-101
|
2015-07-02
|
51-101-NI-Amendment-2015.07.02
|
| |
|
51-101
|
Standards of Disclosure for Oil and Gas Activities
|
Companion Policy
|
2015-07-02
|
51-101-CP-2015.07.02
|
| |
|
51-101
|
Standards of Disclosure for Oil and Gas Activities
|
Companion Policy
|
2010-12-30
|
51-101-CP-2010.12.30
|
| |
|
51-101
|
Standards of Disclosure for Oil and Gas Activities
|
CSA Staff Notice 51-345 Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
|
2015-11-05
|
51-101-CSA-N-2015.11.05
|
| |
|
51-101
|
Standards of Disclosure for Oil and Gas Activities
|
CSA Notice of Amendments to NI 51-101 and Changes to 51-101CP
|
2014.11.27
|
51-101-CSA-N-2014.11.27
|
| |
|
51-102
|
Continuous Disclosure Obligations
|
Amendments to NC 51-102
|
2015-11-17
|
51-102-NI-Amendment-2015.11.17
|
| |
|
51-102
|
Continuous Disclosure Obligations
|
Amendments to NI 51-102
|
2015-06-30
|
51-102-NI-Amendment-2015.06.30
|
| |
|
51-102
|
Continuous Disclosure Obligations
|
National Instrument
|
2015-05-05
|
51-102-NI-2015.05.05
|
| |
|
51-102
|
Continuous Disclosure Obligations
|
Changes to 51-102CP
|
2015-06-30
|
51-102-CP-Changes-2015.06.30
|
| |
|
51-102
|
Continuous Disclosure Obligations
|
Companion Policy
|
2015-02-19
|
51-102-CP-2015.02.19
|
| |
|
51-102
|
Continuous Disclosure Obligations
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
51-102-CSA-N-2015.09.03
|
| |
|
51-102
|
Continuous Disclosure Obligations
|
CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110
|
2015-04-09
|
51-102-CSA-N-2015.04.09
|
| |
|
51-105
|
Issuers Quoted in the U.S. Over-the-Counter Markets
|
Amendments to MI 51-105
|
2015-11-17
|
51-105-MI-2015.11.17
|
| |
|
51-105
|
Issuers Quoted in the U.S. Over-the-Counter Markets
|
Multilateral Instrument
|
2012-07-31
|
51-105-MI-2012.07.31
|
| |
|
51-105
|
Issuers Quoted in the U.S. Over-the-Counter Markets
|
Companion Policy
|
2015-05-05
|
51-105-CP-2015.05.05
|
| |
|
51-105
|
Issuers Quoted in the U.S. Over-the-Counter Markets
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
51-105-CSA-N-2015.09.03
|
| |
|
51-201
|
Disclosure Standards
|
National Policy
|
2013-05-31
|
51-201-NP-2013.05.31
|
| |
|
51-309
|
Standards of Disclosure for Oil and Gas Activities-Acceptance of Certain Foreign Professional Boards as a "Professional Organization"
|
CSA Staff Notice
|
2007-03-09
|
51-309-CSA-N-2007.03.09
|
| |
|
51-311
|
Frequently asked questions regarding National Instrument 51-102 Continuous Disclosure Obligations
|
CSA Staff Notice
|
2007-05-04
|
51-311-CSA-N-2007.05.04
|
| |
|
51-312
|
Harmonized Continuous Disclosure Review Program
|
CSA Staff Notice
|
2009-07-24
|
51-312-CSA-N-2009.07.24
|
| |
|
51-316
|
Continuous Disclosure Review of Smaller Issuers
|
CSA Staff Notice
|
2005-12-14
|
51-316-CSA-N-2005.12.14
|
| |
|
51-320
|
Options Backdating
|
CSA Staff Notice
|
2006-09-08
|
51-320-CSA-N-2006.09.08
|
| |
|
51-322
|
Reporting Issuer Defaults
|
CSA Staff Notice
|
2006-12-15
|
51-322-CSA-N-2006.12.15
|
| |
|
51-323
|
XBRL filing program and request for volunteers
|
CSA Staff Notice
|
2007-01-19
|
51-323-CSA-N-2007.01.19
|
| |
|
51-324
|
Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
|
CSA Staff Notice
|
2010-12-30
|
51-324-CSA-N-2010.12.30
|
| |
|
51-324
|
Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
|
CSA Staff Notice
|
2007-12-28
|
51-324-CSA-N-2007.12.28
|
| |
|
51-327
|
Guidance on Oil and Gas Disclosure - Revised
|
CSA Staff Notice
|
2011-12-29
|
51-327-CSA-N-2011.12.29
|
| |
|
51-330
|
Guidance Regarding the Application of Forward-looking Information Requirements under National Instrument 51-102 Continuous Disclosure Obligations
|
CSA Staff Notice
|
2009-11-20
|
51-330-CSA-N-2009.11.20
|
| |
|
51-333
|
Environmental Reporting Guidance
|
CSA Staff Notice
|
2010-10-27
|
51-333-CSA-N-2010.10.27
|
| |
|
51-336
|
Issuers Using Mass Advertising
|
CSA Staff Notice
|
2011-09-13
|
51-336-CSA-N-2011.09.13
|
| |
|
51-338
|
Continuous Disclosure and Prospectus Requirements Relating to Documents Prepared Under the U.S. Securities and Exchange Act of 1934
|
CSA Staff Notice
|
2013-03-07
|
51-338-CSA-N-2013.03.07
|
| |
|
51-342
|
Staff Review of Issuers Entering Into Medical Marijuana Business Opportunities
|
CSA Staff Notice
|
2015-02-23
|
51-342-CSA-N-2015.02.23
|
| |
|
51-343
|
Venture Issuers with Securities Listed on the Bolsa de Santiago, Venture Market
|
CSA Staff Notice
|
2015-04-16
|
51-343-CSA-N-2015.04.16
|
| |
|
51-344
|
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2015
|
CSA Staff Notice
|
2015-07-16
|
51-344-CSA-N-2015.07.16
|
| |
|
51-345
|
Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
|
CSA Staff Notice
|
2015-11-05
|
51-345-CSA-N-2015.11.05
|
| |
|
52-107
|
Acceptable Accounting Principles and Auditing Standards
|
National Instrument
|
2015-05-05
|
52-107-NI-2015.05.05
|
| |
|
52-108
|
Auditor Oversight
|
National Instrument
|
2014-09-30
|
52-108-NI-2014.09.30
|
| |
|
52-108
|
Auditor Oversight
|
Companion Policy
|
2014-09-30
|
52-108-CP-2014.09.30
|
| |
|
52-109
|
Certificate of Disclosure in Issuers' Annual and Interim Filings
|
Amendments to NI 52-109
|
2015-11-17
|
52-109-NI-Amendments-2015.11.17
|
| |
|
52-109
|
Certificate of Disclosure in Issuers' Annual and Interim Filings
|
National Instrument
|
2011-01-01
|
52-109-NI-2011.01.01
|
| |
|
52-109
|
Certificate of Disclosure in Issuers' Annual and Interim Filings
|
Companion Policy
|
2011-01-01
|
52-109-CP-2011.01.01
|
| |
|
52-109
|
Certificate of Disclosure in Issuers' Annual and Interim Filings
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
52-109-CSA-N-2015.09.03
|
| |
|
52-110
|
Audit Committees
|
Amendments to NI 52-110
|
2015-11-17
|
52-110-NI-Amendment-2015.11.17
|
| |
|
52-110
|
Audit Committees
|
Amendments to NI 52-110
|
2015-06-30
|
52-110-NI-Amendment-2015.06.30
|
| |
|
52-110
|
Audit Committees
|
National Instrument
|
2011-01-01
|
52-110-NI-2011.01.01
|
| |
|
52-110
|
Audit Committees
|
Companion Policy
|
2008-03-17
|
52-110-CP-2008.03.17
|
| |
|
52-110
|
Audit Committees
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
52-110-CSA-N-2015.09.03
|
| |
|
52-110
|
Audit Committees
|
CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110
|
2015-04-09
|
52-110-CSA-N-2015.04.09
|
| |
|
52-306
|
Non-GAAP Financial Measures and Additional GAAP Measures
|
CSA Staff Notice
|
2012-02-17
|
52-306-CSA-N-2012.02.17
|
| |
|
52-311
|
Required Forms of Certificates under MI 52-109
|
CSA Staff Notice
|
2005-12-16
|
52-311-CSA-N-2005.12.16
|
| |
|
52-312
|
Audit Committee Compliance Review
|
CSA Staff Notice
|
2006.01.13
|
52-312-CSA-N-2006.01.13
|
| |
|
52-316
|
Certification of Design of Internal Control Over Financial Reporting
|
CSA Staff Notice
|
2006-09-22
|
52-316-CSA-N-2006.09.22
|
| |
|
52-318
|
Audit Committee Follow-Up Compliance Review
|
CSA Staff Notice
|
2007.06.29
|
52-318-CSA-N-2007.06.29
|
| |
|
52-320
|
Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards
|
CSA Staff Notice
|
2008-05-09
|
52-320-CSA-N-2008.05.09
|
| |
|
52-325
|
Certification Compliance Review
|
CSA Staff Notice
|
2009.09.11
|
52-325-CSA-N-2009.09.11
|
| |
|
52-326
|
IFRS Transition Disclosure Review
|
CSA Staff Notice
|
2010.07.23
|
52-326-CSA-N-2010.07.23
|
| |
|
52-327
|
Certification Compliance Update
|
CSA Staff Notice
|
2010.10.15
|
52-327-CSA-N-2010.10.15
|
| |
|
54-101
|
Communication with Beneficial Owners of Securities of A Reporting Issuer
|
National Instrument
|
2013-02-11
|
54-101-NI-2013.02.11
|
| |
|
55-101
|
Insider Reporting Exemptions
|
|
|
REPEALED
|
| |
|
55-103
|
Insider Reporting for Certain Derivative Transactions (Equity Monetization)
|
|
|
REPEALED
|
| |
|
55-104
|
Insider Reporting Requirements and Exemptions
|
National Instrument
|
2010-04-30
|
55-104-NI-2010.04.30
|
| |
|
55-104
|
Insider Reporting Requirements and Exemptions
|
Companion Policy
|
2010-04-30
|
55-104-CP-2010.04.30
|
| |
|
55-312
|
Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization) (REVISED)
|
CSA Staff Notice
|
2010-06-11
|
55-312-CSA-N-2010.06.11
|
| |
|
55-315
|
Frequently Asked Questions about National Instrument 55-104 Insider Reporting Requirements and Exemptions
|
CSA Staff Notice
|
2010-04-28
|
55-315-CSA-N-2010.04.28
|
| |
|
55-316
|
Questions and Answers on Insider Reporting and the System for Electronic Disclosure by Insiders (SEDI)
|
CSA Staff Notice
|
2010-06-11
|
55-316-CSA-N-2010.06.11
|
| |
|
58-101
|
Disclosure of Corporate Governance Practices
|
Amendments to NI 58-101
|
2015-11-17
|
58-101-NI-Amendment-2015.11.17
|
| |
|
58-101
|
Disclosure of Corporate Governance Practices
|
National Instrument
|
2014-12-31
|
58-101-NI-2014.12.31
|
| |
|
58-101
|
Disclosure of Corporate Governance Practices
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
58-101-CSA-N-2015.09.03
|
| |
|
58-201
|
Corporate Governance Guidelines
|
National Policy
|
2011-07-18
|
58-201-NP-2011.07.18
|
| |
|
58-307
|
Staff Review of Women on Boards and in Executive Officer Positions - Compliance with NI 58-101 Disclosure of Corporate Governance Practices
|
CSA Staff Notice
|
2015.09.28
|
58-307-CSA-N-2015.09.28
|
| |
|
62-103
|
The Early Warning System and Related Take-over Bid and Insider Reporting Issues
|
National Instrument
|
2015-05-05
|
62-103-NI-2015.05.05
|
| |
|
62-104
|
Take-Over Bids and Issuer Bids
|
Multilateral Instrument
|
2015-05-05
|
62-104-MI-2015.05.05
|
| |
|
62-202
|
Take-Over Bids Ð Defensive Tactics
|
National Policy
|
2010-01-25
|
62-202-NP-2010.01.25
|
| |
|
62-203
|
Take-Over Bids and Issuer Bids
|
National Policy
|
2008-02-01
|
62-203-NP-2008.02.01
|
| |
|
62-305
|
Varying the Terms of Take-Over Bids
|
CSA Staff Notice
|
2009.12.18
|
62-305-CSA-N-2009.12.18
|
| |
|
71-101
|
The Multijurisdictional Disclosure System
|
National Instrument
|
2006-09-19
|
71-101-NI-2006.09.19
|
| |
|
71-101
|
The Multijurisdictional Disclosure System
|
Companion Policy
|
2006-09-19
|
71-101-CP-2006.09.19
|
| |
|
71-102
|
Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
|
Amendment Instrument to NI 71-102
|
2015-11-17
|
71-102-NI-2015.11.17
|
| |
|
71-102
|
Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
|
National Instrument
|
2014-09-30
|
71-102-NI-2014.09.30
|
| |
|
71-102
|
Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
|
Companion Policy
|
2014-09-30
|
71-102-CP-2014.09.30
|
| |
|
71-102
|
Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
71-102-CSA-N-2015.09.03
|
| |
|
81-101
|
Mutual Fund Prospectus Disclosure
|
Amendment Instrument to NI 81-101
|
2015-11-17
|
81-101-NI-Amendment-2015.11.17
|
| |
|
81-101
|
Mutual Fund Prospectus Disclosure
|
National Instrument
|
2015-03-11
|
81-101-NI-2015.03.11
|
| |
|
81-101
|
Mutual Fund Prospectus Disclosure
|
Companion Policy
|
2015-03-11
|
81-101-CP-2015.03.11
|
| |
|
81-101
|
Mutual Fund Prospectus Disclosure
|
CSA Notice and Request for Comment CSA Mutual Fund Risk Classification Methodology For Use in Fund Facts and ETF Facts Proposed Amendments to National Instrument 81-102 Investment Funds and Related Consequential Amendments
|
2015-12-10
|
81-101-CSA-N-2015.12.10
|
| |
|
81-101
|
Mutual Fund Prospectus Disclosure
|
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
|
2015-09-03
|
81-101-CSA-N-2015.09.03
|
| |
|
81-102
|
Investment Funds
|
National Instrument
|
2015-01-01
|
81-102-NI-2015.01.01
|
| |
|
81-102
|
Investment Funds
|
CSA Notice and Request for Comment CSA Mutual Fund Risk Classification Methodology For Use in Fund Facts and ETF Facts Proposed Amendments to National Instrument 81-102 Investment Funds and Related Consequential Amendments
|
2015-12-10
|
81-102-CSA-N-2015.12.10
|
| |
|
81-104
|
Commodity Pools
|
National Instrument
|
2014-09-22
|
81-104-NI-2014.09.22
|
| |
|
81-104
|
Commodity Pools
|
Companion Policy
|
2014-09-22
|
81-104-CP-2014.09.22
|
| |
|
81-105
|
Mutual Fund Sales Practices
|
National Instrument
|
2014-09-22
|
81-105-NI-2014.09.22
|
| |
|
81-106
|
Investment Fund Continuous Disclosure
|
National Instrument
|
2014-09-22
|
81-106-NI-2014.09.22
|
| |
|
81-106
|
Investment Fund Continuous Disclosure
|
Companion Policy
|
2014-09-22
|
81-106-CP-2014.09.22
|
| |
|
81-107
|
Independent Review Committee For Investment Funds
|
National Instrument
|
2015-01-11
|
81-107-NI-2015.01.11
|
| |
|
81-314
|
Removal of Foreign Content Restrictions for Registered Plans
|
CSA Staff Notice
|
2005-03-18
|
81-314-CSA-N-2005.03.18
|
| |
|
81-315
|
Frequently asked questions on National Instrument 81-106 Investment Fund Continuous Disclosure
|
CSA Staff Notice
|
2005-11-25
|
81-315-CSA-N-2005.11.25
|
| |
|
81-316
|
Hedge Funds
|
CSA Staff Notice
|
2007-01-12
|
81-316-CSA-N-2007.01.12
|
| |
|
81-317
|
Frequently Asked Questions on National Instrument 81-107 Independent Review Committee For Investment Funds
|
CSA Staff Notice
|
2007-03-30
|
81-317-CSA-N-2007.03.30
|
| |
|
81-320
|
Update on International Financial Reporting Standards for Investment Funds
|
CSA Staff Notice
|
2012.03.30
|
81-320-CSA-N-2012.03.30
|
| |
|
81-321
|
Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements
|
CSA Staff Notice
|
2011-02-24
|
81-321-CSA-N-2011.02.24
|
| |
|
81-323
|
Status Report on Consultation under CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
|
CSA Staff Notice
|
2013.12.17
|
81-323-CSA-N-2013.12.17
|
| |
|
81-327
|
Next Steps in the CSA's Examination of Mutual Fund Fees
|
CSA Staff Notice
|
2016.06.29
|
81-327-CSA-N-2016.06.29
|
| |
|
81-407
|
Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
|
CSA Staff Notice
|
2012.12.13
|
81-407-CSA-N-2012.12.13
|
| |
|
91-101
|
Multilateral Instrument
|
Multilateral Instrument
|
2016.07.07
|
91-101-MI-2016.07.07
|
| |
|
91-101
|
Notice of Amendments to Multilateral Instrument 91-101 Derivatives: Product Determination and Multilateral Instrument 96-101 Trade Respositories and Derivatives Data Reporting and Changes to Related Companion Policies
|
Amendment Notice
|
2016.06.30
|
91-101-MI-Amendment-2016.06.30
|
| |
|
91-101
|
Companion Policy
|
Companion Policy
|
2016.07.07
|
91-101-CP-2016.07.07
|
| |
|
91-101
|
Notice of Approval - Multilateral Instrument 91-101 and 91-101CP - Derivatives: Product Determination, and Multilateral Instrument 96-101 and 96-101CP - Trade Repositories and Derivatives Data Reporting
|
CSA Multilateral Notice of Approval
|
2016.01.22
|
91-101-CSA-N-2016.01.22
|
| |
|
91-301
|
Model Provincial Rules - Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting
|
CSA Staff Notice
|
2012.12.06
|
91-301-CSA-N-2012.12.06
|
| |
|
91-302
|
Update Model Rules - Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting
|
CSA Multilateral Staff Notice
|
2013.06.06
|
91-302-CSA-N-2013.06.06
|
| |
|
91-303
|
Proposed Model Provincial Rule on Manditory Central Counterparty Clearing of Derivatives
|
CSA Staff Notice
|
2013.12.19
|
91-303-CSA-N-2013.12.19
|
| |
|
91-304
|
Model Provincial Rule -Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
|
CSA Staff Notice
|
2014.01.16
|
91-304-CSA-N-2014.01.16
|
| |
|
94-101
|
Proposed National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives (2nd Publication) Proposed Companion Policy 94-101CP Mandatory Central Counterparty Clearing of Derivatives (2nd Publication)
|
CSA Staff Notice and Request for Comment
|
2016.02.24
|
94-101-CSA-N-2016.02.24
|
| |
|
94-102
|
Proposed National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions; Proposed Companion Policy 94-102CP Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
|
CSA Staff Notice and Request for Comment
|
2016.01.21
|
94-102-CSA-N-2016.01.21
|
| |
|
95-401
|
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
|
CSA Consultation Paper
|
2016.07.07
|
95-401-CSA-N-2016.07.07
|
| |
|
96-101
|
Multilateral Instrument
|
Multilateral Instrument
|
2016.07.07
|
96-101-MI-2016.07.07
|
| |
|
96-101
|
Notice of Amendments to Multilateral Instrument 91-101 Derivatives: Product Determination and Multilateral Instrument 96-101 Trade Respositories and Derivatives Data Reporting and Changes to Related Companion Policies
|
Amendment Notice
|
2016.06.30
|
96-101-MI-Amendment-2016.06.30
|
| |
|
96-101
|
Companion Policy
|
Companion Policy
|
2016.07.07
|
96-101-CP-2016.07.07
|
| |
|
96-101
|
Notice of Approval - Multilateral Instrument 91-101 and 91-101CP - Derivatives: Product Determination, and Multilateral Instrument 96-101 and 96-101CP - Trade Repositories and Derivatives Data Reporting
|
CSA Multilateral Notice of Approval
|
2016.01.22
|
96-101-CSA-N-2016.01.22
|
| |
|
96-301
|
Matters Related to the Coming into Force of MI 91-101 - Derivatives Product Determination, and MI 96-101 - Trade Repositories and Derivatives Data Reporting
|
CSA Multilateral Staff Notice
|
2016.06.17
|
96-301-CSA-N-2016.06.17
|
| |